Legal & Compliance

The legal and compliance role family ensures that organisations operate within the legal framework and adhere to regulations. These roles involve providing legal advice, managing contracts, and ensuring that all business activities comply with relevant laws.

Professionals in this area help protect the organisation from legal risks and maintain its integrity.

Related roles

Lawyer

Lawyers in the financial services sector provide legal advice and support to banks, investment firms, insurance companies, and other financial… read more

Auditor

Auditors are responsible for examining an organisation’s financial records and processes to ensure accuracy, compliance with regulations, and financial integrity…. read more

Technology Product Manager

Technology Product Managers specialise in managing technology-driven products, focusing on software, hardware, or digital solutions. They play a critical role… read more

Environmental Risk Manager

An Environmental Risk Manager identifies, assesses, and mitigates environmental risks associated with a company’s financial activities and investments. This role… read more

Risk Manager

Risk managers identify, assess, and manage risks to the company’s financial health, develop risk mitigation strategies, and ensure compliance with… read more

Compliance

Compliance teams help ensure organisations comply with industry laws and regulations. They review and develop internal processes and polices, conduct… read more

Financial Crime Analyst

Financial crime teams help prevent financial crime by analysing financial data and detecting instances of financial wrongdoing. Their responsibilities may… read more

Recommended skills

Negotiating skills

Negotiating is the ability to communicate effectively and reach agreements that benefit all parties involved. read more

Analytical skills

Analytical skills involve the ability to collect, interpret, and analyse data to solve problems, make decisions, and understand complex issues. read more

Communication

Communication skills involve interacting with other people in order to effectively convey information, ideas, and feedback both verbally and in… read more

Regulatory insights

Regulatory insights involve understanding and applying knowledge of laws, regulations, and guidelines relevant to a specific industry. read more

Sense making

Sense making is the ability to interpret complex information and understand its deeper meaning. This skill is crucial in the… read more

Continuous learning

Continuous learning refers to the ability to continually acquire new knowledge and skills throughout one’s career or life. read more

Risk management

Risk management as a skillset involves identifying, assessing, and controlling threats. read more

Financial Expertise

This skill encompasses an in-depth understanding of financial markets, including their structure, instruments, and operations. It involves knowledge of equities,… read more

Agile

Agile in simple terms is a way of working that focuses on flexibility, collaboration and customer feedback. read more

Creativity

Creativity involves the ability to think outside the box and develop new solutions to problems. read more

Data Analytics

Proficiency in data analysis tools such as Excel, SQL, Python, and advanced statistical methods is essential. Analysing financial data to… read more

Digital skills

With the increasing reliance on technology, having strong digital skills is essential for navigating today’s work environments. read more

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